Job Description

Basic Qualifications:

• High School Diploma or Equivalent
• 1or more years of brokerage/investment or comparable experience

Preferred Qualifications:

• Ability to manage multiple priorities in a fast-paced environment; adaptive to change
• Ability to create and foster strong partnerships with business partners and work well in a team environment
• Detail oriented with strong organizational skills
• FINRA SIE and Series 99

Duties & Responsibilities:

• Onboard new customers including collecting required documentation and ensuring proper AML and OFAC screening of new accounts
• Support operations of other institutional sales and trading products, such as ICS/CDARs and Money Market Fund investments
• Provide operational support for To Be Announced (TBA) securities including monitoring ongoing collateral requirements, trade settlement, and asset movements
• Provide operational support for municipal bond underwriting
• Process asset movement requests and daily settlement wires
• Support DVP trade settlement process for unmatched trades/trade rejects
• Prepares procedures and job aide, ad hoc reports requested within business line
• Work with audit or risk colleagues to provide information and test internal controls
• Assist in the training of new colleagues on any/all functions; performs quality checks on completed work
• Performs other duties as assigned

Job Type: Contract

Salary: $25.00 - $30.00 per hour

Schedule:

• 8 hour shift

Ability to commute/relocate:

• Columbus, OH 43219: Reliably commute or planning to relocate before starting work (Required)

Experience:

• Finra: 1 year (Preferred)
• AML: 1 year (Preferred)

Work Location: One location

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